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01 June 2018 / John Gould
Issue: 7795 / Categories: Features , Regulatory , Profession
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Not guilty, but probably dishonest

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John Gould puts disciplinary procedures & the standard of proof required by the Solicitors Disciplinary Tribunal under the spotlight

  • Deciding the standard of proof required in allegations against solicitors means striking a balance between the interests of the individual and public protection.

It takes a long time and a lot of money and effort to become a solicitor, but does that mean that disciplinary sanctions should only be applied as if they were criminal convictions? Can it be right that the public’s trust of solicitors should be qualified by the knowledge that some solicitors still in practice have been adjudged as probably dishonest? In this article I look at the question of the standard of proof in the Solicitors Disciplinary Tribunal (SDT) and then, following on from my previous article (‘Regulatory matters’, NLJ 16 March 2018, p10), consider the distorting effect of allegations focused on a binary decision on dishonesty rather than a graduated approach to integrity.

Applying the criminal standard

In its recently published annual report the

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NEWS
The Law Society RFC Festival of Sport returns next month, bringing together legal and financial services professionals for one of the sector’s largest annual sporting events
Legal aid deserts leave almost one in four without adequate access to justice
The Solicitors Regulation Authority (SRA) has warned solicitors and law firms that using artificial intelligence does not alter their professional obligations, amid concerns over inaccurate legal material and client confidentiality
From forgotten interest claims to case-management appeals, a string of procedural developments offers useful—and occasionally cautionary—lessons for practitioners

Jonathan Fisher KC highlights that it now accounts for around 40% of criminal offences, with roughly 70% involving technology, and argues that the UK cannot simply prosecute its way out of the problem. Detection, investigation and prosecution all require improvement, while different fraud types demand tailored responses.

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