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Undertakings—manage your risks

02 September 2022 / Tom Bedford
Issue: 7992 / Categories: Features , Profession , Insurance / reinsurance
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Tom Bedford looks at the impact of Harcus Sinclair on solicitors’ undertakings
  • Covers Harcus Sinclair and its impact on solicitors’ undertakings.
  • Looks at problems and potential solutions to fact only individual solicitors and not incorporated bodies can give a binding undertaking.

Solicitors’ undertakings are rightly often a source of nervousness for practitioners. No solicitor would ever want to be in breach of an undertaking they have given, particularly if that undertaking binds them personally.

There are three main ways in which an undertaking can be enforced:

  • through an action using the High Court’s inherent jurisdiction over solicitors;
  • through civil proceedings for specific performance or compensation. This can be more difficult and costly; and
  • by means of a report to the Solicitors Regulation Authority whose powers can be used to compel compliance with an undertaking, not by making an order to force compliance but through the use of sanctions.

It is the first of these enforcement routes, which is often the quickest and most effective way to secure compliance, that has

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NEWS
Artificial intelligence may be revolutionising the law, but its misuse could wreck cases and careers, warns Clare Arthurs of Penningtons Manches Cooper in this week's NLJ
Bea Rossetto of the National Pro Bono Centre makes the case for ‘General Practice Pro Bono’—using core legal skills to deliver life-changing support, without the need for niche expertise—in this week's NLJ
Small law firms want to embrace technology but feel lost in a maze of jargon, costs and compliance fears, writes Aisling O’Connell of the Solicitors Regulation Authority in this week's NLJ
Charles Pigott of Mills & Reeve reports on Haynes v Thomson, the first judicial application of the Supreme Court’s For Women Scotland ruling in a discrimination claim, in this week's NLJ
The Supreme Court issued a landmark judgment in July that overturned the convictions of Tom Hayes and Carlo Palombo, once poster boys of the Libor and Euribor scandal. In NLJ this week, Neil Swift of Peters & Peters considers what the ruling means for financial law enforcement
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